Starting on September 1, 2015, requirements to use Electronic Trading Platforms (ETPs) will be imposed on certain OTC derivative transactions under the Financial Instruments and Exchange Act (FIEA). To help members comply with the requirements of the FIEA, ISDA has published the Confirmation on Mandatory OTC Derivatives Trading on Electronic Trading Platform (the “Confirmation”) and the Request regarding Mandatory OTC Derivatives Trading on Electronic Trading Platform (the “Request”) which summarizes why the Confirmation is required and who is requested to submit the Confirmation. Please see “Request” for the details. Submitting procedures are also explained in the “Request”.
金融商品取引法に関する表明
平成27年9月1日より、金融商品取引法に基づき、特定店頭デリバティブ取引を行う場合には、電子取引基盤運営業務を行う金融商品取引業者等又は電子店頭デリバティブ取引等許可業者の電子情報処理組織を使用して行わなければならなくなります。 ただし、店頭デリバティブ取引の当事者の一方が一定の条件に該当することによって、当該店頭デリバティブ取引が特定店頭デリバティブ取引に該当しないこととなりますが、この際には、当該取引の相手方が本条件に該当するか否かについての表明を確認する必要があります。ISDAでは、かかる確認を効率的に行う機会をホームページ上で提供することとし、「店頭デリバティブ取引に関する電子情報処理組織の使用義務についての確認書」（「確認書」）および「店頭デリバティブ取引に関する電子情報処理組織の使用義務についてのご依頼」（「依頼書」）を公表いたしました。詳細は依頼書をご参照ください。
Documents (1) for Japan FIEA Representations Repository (Trading)
Latest
Joint Response to 2026 US G-SIB Surcharge Proposal
On June 18, ISDA, the Securities Industry and Financial Markets Association and the Institute of International Finance submitted a joint response to US agencies on proposed changes to the surcharge for global systemically important banks (G-SIBs). The associations welcome the...
Eyeing the Basel III Finish Line
An effective regulatory capital framework relies on multiple ingredients, from appropriate drafting to rigorous testing and consultation. Even minor calibration distortions can inflate capital requirements, which could negatively affect the capacity of banks to support deep and liquid markets, with...
Joint Comment Letter on Basel III Endgame Proposal
The Institute of International Finance (IIF), the International Swaps and Derivatives Association, Inc. (ISDA) and the Securities Industry and Financial Markets Association (SIFMA) today submitted a joint comment letter to the Board of Governors of the Federal Reserve System, the...
Joint Response to 2026 US Basel III Proposal
On June 18, ISDA, the Institute of International Finance and the Securities Industry and Financial Markets Association submitted a joint response to the 2026 US Basel III notice of proposed rulemaking (NPR). The response focuses on the Fundamental Review of...