Comment Letter to the SEC regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers… Read more Comment Letter on Margin Requirements
CFTC’s Proposed Rulemaking regarding General Regulations and Derivatives Clearing Organizations
Comment Letter
Documents (1) for CFTC’s Proposed Rulemaking regarding General Regulations and Derivatives Clearing Organizations
CFTC’s NPR implementing the CFTC’s new Anti-Manipulation Authority provided by Dodd-Frank and expanding and codifying the CFTC’s authority to prohibit manipulation under its general rulemaking authority
Comment Letter to CFTC
Documents (1) for CFTC’s NPR implementing the CFTC’s new Anti-Manipulation Authority provided by Dodd-Frank and expanding and codifying the CFTC’s authority to prohibit manipulation under its general rulemaking authority
CFTC’s study of the feasibility of requiring the derivatives industry to adopt standardized computer-readable algorithmic descriptions of complex and standardized financial derivatives
Comment Letter to CFTC
Documents (1) for CFTC’s study of the feasibility of requiring the derivatives industry to adopt standardized computer-readable algorithmic descriptions of complex and standardized financial derivatives
CFTC’s Process for Review of Swaps for Mandatory Clearing
Comment Letter to CFTC
Documents (1) for CFTC’s Process for Review of Swaps for Mandatory Clearing
CFTC Reporting Rules - Compliance Challenges
ISDA letter to CFTC on reporting obligations under Part 20, Part 43, Part 45 and… Read more CFTC Reporting Rules – Compliance Challenges
Documents (1) for CFTC Reporting Rules – Compliance Challenges
CFTC IM Segregation Right Notice – Pre-publication draft of Frequently Asked Questions
Pre-publication draft of the list of frequently asked questions to assist market participants in receiving… Read more CFTC IM Segregation Right Notice – Pre-publication draft of Frequently Asked Questions
Documents (1) for CFTC IM Segregation Right Notice – Pre-publication draft of Frequently Asked Questions
CFTC - NPR: Risk Management Requirements for DCOs
Comment letter.
Documents (1) for CFTC – NPR: Risk Management Requirements for DCOs
Documents (1) for CCS Steering Committee Charter
CCP Resolution
ISDA Comment Letter to Payments & Infrastructure Division, Bank of England