OTC Derivatives Compliance Calendar
Global calendar of compliance deadlines and regulatory dates for the OTC derivatives space.
Documents (0) for OTC Derivatives Compliance Calendar
OTC Derivatives Compliance Calendar
Updated February 18, 2014.
Documents (1) for OTC Derivatives Compliance Calendar
FOA/ISDA Article 39(7) Clearing Member Disclosure document (including UK Insolvency analysis)
This document facilitates clearing members’ compliance with certain of their obligations under Article 39(7) of… Read more FOA/ISDA Article 39(7) Clearing Member Disclosure document (including UK Insolvency analysis)
Documents (3) for FOA/ISDA Article 39(7) Clearing Member Disclosure document (including UK Insolvency analysis)
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No-Action Relief Extension Request: Valuation Reporting of Cleared Swaps
Requests an extension of NAL 13-34 (expiring June 30, 2014) until January 31, 2015 from… Read more No-Action Relief Extension Request: Valuation Reporting of Cleared Swaps
Documents (1) for No-Action Relief Extension Request: Valuation Reporting of Cleared Swaps
No-Action Relief Request: Pursuant to CFTC Regulation 140.99: Reporting Requirements for International Swaps (Part 45.3(h))
Request for relief for reporting counterparties (RCPs) who do not provide the “swap identifier” or… Read more No-Action Relief Request: Pursuant to CFTC Regulation 140.99: Reporting Requirements for International Swaps (Part 45.3(h))
Documents (1) for No-Action Relief Request: Pursuant to CFTC Regulation 140.99: Reporting Requirements for International Swaps (Part 45.3(h))
ISDA letter to ESMA and NCAs on OTC challenges for EMIR reporting (updated 10 February 2014)
ISDA letter to ESMA and National Competent Authorities (NCAs) providing an update on anticipated challenges… Read more ISDA letter to ESMA and NCAs on OTC challenges for EMIR reporting (updated 10 February 2014)
Documents (3) for ISDA letter to ESMA and NCAs on OTC challenges for EMIR reporting (updated 10 February 2014)
ISDA letter to ESMA and NCAs on OTC challenges for EMIR reporting - update
ISDA letter to ESMA and National Competent Authorities (NCAs) providing an update on anticipated challenges… Read more ISDA letter to ESMA and NCAs on OTC challenges for EMIR reporting – update
Documents (3) for ISDA letter to ESMA and NCAs on OTC challenges for EMIR reporting – update
Notice of Proposed Rulemaking – Position Limits for Derivatives (RIN 3038-AD99)
ISDA/SIFMA Comment Letter to CFTC.
Documents (1) for Notice of Proposed Rulemaking – Position Limits for Derivatives (RIN 3038-AD99)
Japan Update – January 2014
Japanese/English