Study
Documents (1) for ISDA/SIFMA Reporting and Dissemination of Security-Based Swap Information Comment Letter (Click here for the Study)
Documents (1) for Block Trade Reporting for Over-the-counter derivatives markets
ISDA comment letter on the Canadian Securities Administrators' (CSA) Consultation Paper on Over-the-Counter Derivatives Regulation in Canada (CSA Consultation Paper)
to Autorité des marchés financiers (AMF) & Ontario Securities Commission
Documents (1) for ISDA comment letter on the Canadian Securities Administrators’ (CSA) Consultation Paper on Over-the-Counter Derivatives Regulation in Canada (CSA Consultation Paper)
Comment Letter: SEC Proposed Regulation SBSR
ISDA and SIFMA joint comment letter to the SEC regarding Proposed Regulation SBSR – Reporting… Read more Comment Letter: SEC Proposed Regulation SBSR
Documents (1) for Comment Letter: SEC Proposed Regulation SBSR
Documents (1) for CFTC/SEC’s Requirements for Derivatives Clearing Organizations, Designated Contract Markets, and Swap Execution Facilities Regarding the Mitigation of Conflicts of Interest & Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges With Respect to Security-Based Swaps under Regulation
SEC’s Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps
Comment Letter to SEC
Documents (1) for SEC’s Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps
SEC’s Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps
Comment Letter to SEC
Documents (1) for SEC’s Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps
Documents (1) for Privacy of Consumer Financial Information; Conforming Amendments Under Dodd Frank Act & Business Affiliate Marketing and Disposal of Consumer Information Rules
Privacy of Consumer Financial Information; Conforming Amendments Under Dodd Frank Act
Comment Letter to CFTC