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All (6304) Articles (4771) Books (513) Committees (148) Events (19) Member Showcases (211) OnDemands (6) Opinions (537) Protocols (99)
North America | February 15, 2024

ISDA Letter on Canadian Business Conduct Rules

On September 28, the securities regulatory authorities of Alberta, Saskatchewan, Manitoba, Ontario, Quebec, New Brunswick,… Read more ISDA Letter on Canadian Business Conduct Rules

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Documents (6) for ISDA Letter on Canadian Business Conduct Rules

  1. Protocols
  2. Open | Open from March 22, 2013

ISDA March 2013 DF Protocol

This protocol (which is NOT an updated version of the August 2012 DF Protocol) facilitates compliance with the CFTC’s rulemakings on (i) Swap Trading Relationship Documentation, Confirmation, Portfolio Reconciliation and Portfolio Compression, (ii) End-User Exception to the Clearing Requirement and (iii) Clearing Requirement Determination. Required Compliance Start Date: July 1, 2013. <b>The March 2013 Dodd Frank Protocol questionnaire will be available on ISDA Amend to all users on May 20, 2013. There will be live daily demos starting May 20th (please see ISDA Amend Availability note below).</b>

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