ISDA’s & SIFMA’s Comments on Registration and Regulation of Security-Based SEFs

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Commitments (IIGC)

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• Supervisory Commitment Letter-31 March 2011 FINAL(pdf) will open in a new tab or window
• commitmentletterrelease20110405(pdf) will open in a new tab or window

CFTC – NPR: Position Limits for Derivatives

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• 0328-isda-sifma-letter-cftc-position-limits(pdf) will open in a new tab or window

Romania

Documents (1) for Romania

• isdaletter-nbr-25march2011-englishromanian(pdf) will open in a new tab or window

ISDA’s Comments on the CFTC’s NPR: Governance Requirements for DCOs, DCMs, and SEFs; Additional Requirements Regarding the Mitigation of Conflicts of Interest

Documents (1) for ISDA’s Comments on the CFTC’s NPR: Governance Requirements for DCOs, DCMs, and SEFs; Additional Requirements Regarding the Mitigation of Conflicts of Interest

• 0307-cftc-fmu-conflicts-letter(pdf) will open in a new tab or window

CFTC’s NPR: Confirmation, Portfolio Reconciliation, and Portfolio Compression Requirements

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• isda-comment-cftc-confirmation-portfolio-reconciliation-and-compression-npr(pdf) will open in a new tab or window

SEC’s Proposed rule: Trade Acknowledgment and Verification of Security-Based Swap Transactions

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CFTC & SEC’s Joint Proposed Rule: Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,’’ “Major Swap Participant,” “Major Security-Based Swap Participant’’ and “Eligible Contract Participant”

Documents (1) for CFTC & SEC’s Joint Proposed Rule: Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,’’ “Major Swap Participant,” “Major Security-Based Swap Participant’’ and “Eligible Contract Participant”

• isda-comment-letter-to-cftc-and-sec-re-sds-and-msps-022211(pdf) will open in a new tab or window

CFTC’s Notice of Proposed Rulemaking: Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

Documents (1) for CFTC’s Notice of Proposed Rulemaking: Business Conduct Standards for Swap Dealers and Major Swap Participants With Counterparties

• sifma-isda-cftc-business-conduct-letter-rin-3038-ad25(pdf) will open in a new tab or window

SEC’s Notice of Proposed Rulemaking: Process for Review of Security-Based Swaps for Mandatory Clearing

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• sec-comment-review-for-mandatory-clearing(pdf) will open in a new tab or window