ISDA has updated its global calendar of compliance deadlines and regulatory dates for the over-the-counter… Read more Updated OTC Derivatives Compliance Calendar
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CFTC’s Proposed Rulemaking regarding General Regulations and Derivatives Clearing Organizations
Comment Letter
Documents (1) for CFTC’s Proposed Rulemaking regarding General Regulations and Derivatives Clearing Organizations
Documents (1) for CFTC’s Proposed Rulemaking on: 1) 17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data; 2) 17 CFR Part 45 Swap Data Recordkeeping and Reporting Requirements; and 3) 17 CFR Part 23 Reporting, Recordkeeping, and Daily Trading Records Requirements for SDs and MSPs.
CFTC’s Proposed Rulemaking on the Protection of Collateral of Counterparties to Uncleared Swaps
Comment Letter
Documents (1) for CFTC’s Proposed Rulemaking on the Protection of Collateral of Counterparties to Uncleared Swaps
CFTC’s Proposed Rules Regarding Registration of Swap Dealers and Major Swap Participants
Comment Letter
Documents (1) for CFTC’s Proposed Rules Regarding Registration of Swap Dealers and Major Swap Participants
ISDA’s Comment Letter on the FSOC’s Proposed Rulemaking: Authority to Designate Financial Market Utilities as Systemically Important
Comment Letter to FSOC
Documents (1) for ISDA’s Comment Letter on the FSOC’s Proposed Rulemaking: Authority to Designate Financial Market Utilities as Systemically Important
ISDA/SIFMA/FIA Conflicts of Interest Comment Letter
Comment Letter to CFTC
Documents (1) for ISDA/SIFMA/FIA Conflicts of Interest Comment Letter
Documents (1) for ISDA/SIFMA Reporting and Dissemination of Security-Based Swap Information Comment Letter (Click here for the Study)
SEC’s Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps
Comment Letter to SEC
Documents (1) for SEC’s Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps
Privacy of Consumer Financial Information; Conforming Amendments Under Dodd Frank Act
Comment Letter to CFTC
Documents (1) for Privacy of Consumer Financial Information; Conforming Amendments Under Dodd Frank Act
Reporting of Security-Based Swap Transaction Data
Comment Letter to SEC