CFTC’s  Process for Review of Swaps for Mandatory Clearing

Documents (1) for CFTC’s  Process for Review of Swaps for Mandatory Clearing

• cftc-process-rsmc(pdf) will open in a new tab or window

Business Affiliate Marketing and Disposal of Consumer Information Rules

Documents (1) for Business Affiliate Marketing and Disposal of Consumer Information Rules

• rin-number3038ad12-financial-services-roundtable-and-isda(pdf) will open in a new tab or window

Privacy of Consumer Financial Information; Conforming Amendments Under Dodd Frank Act

Documents (1) for Privacy of Consumer Financial Information; Conforming Amendments Under Dodd Frank Act

• rin-number3038ad13-financial-services-roundtable-and-isda(pdf) will open in a new tab or window

Reporting of Security-Based Swap Transaction Data

Documents (1) for Reporting of Security-Based Swap Transaction Data

• sec-commentletter-pre-enactment-swaps(pdf) will open in a new tab or window

Financial Resources Requirements for Derivatives Clearing Organizations

Documents (1) for Financial Resources Requirements for Derivatives Clearing Organizations

• cftc-comment-ccp-financial-resources(pdf) will open in a new tab or window

Comment Periods and Implementation of New Derivatives Regulations

Documents (1) for Comment Periods and Implementation of New Derivatives Regulations

• comment-letter-on-regulatory-process-and-phase-in(pdf) will open in a new tab or window

Investment of Customer Funds and Funds Held in Account for Foreign Futures and Foreign Options Transactions

Documents (1) for Investment of Customer Funds and Funds Held in Account for Foreign Futures and Foreign Options Transactions

• cftc-rule(pdf) will open in a new tab or window

Ownership Limitations & Governance Requirements for Security-Based Swap Clearing Agencies

Documents (1) for Ownership Limitations & Governance Requirements for Security-Based Swap Clearing Agencies

• sec-fmu-conflicts-letter-final-112310(pdf) will open in a new tab or window

Determination of Foreign Exchange Swaps and Forwards

Documents (1) for Determination of Foreign Exchange Swaps and Forwards

• ust-fx-letter-112310(pdf) will open in a new tab or window

Mitigation of Conflicts of Interest

Documents (1) for Mitigation of Conflicts of Interest

• cftc-npr-comment-letter-111610(pdf) will open in a new tab or window