On September 11, ISDA submitted a letter in response to the US Department of the… Read more ISDA Letter to US Treasury Department on Listed Transactions
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ISDA Response to OSC 11-784, Burden Reduction
ISDA’s response to the Ontario Securities Commission (OSC)’s Staff Notice 11-784, Burden Reduction, seeking suggestions on... Read more ISDA Response to OSC 11-784, Burden Reduction
Documents (1) for ISDA Response to OSC 11-784, Burden Reduction
Hard Brexit: An Impact Assessment for US Entities Registered with the CFTC
This paper highlights the issues that must be addressed in the case of a ‘hard’ Brexit.... Read more Hard Brexit: An Impact Assessment for US Entities Registered with the CFTC
Documents (1) for Hard Brexit: An Impact Assessment for US Entities Registered with the CFTC
A Regulatory Safe Harbor for Derivatives
A comprehensive and consistent regulatory framework for the US derivatives market is an important objective... Read more A Regulatory Safe Harbor for Derivatives
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Documents (1) for ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-102 Derivatives: Registration and a related proposed companion policy.
Documents (1) for ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-101 Derivatives: Business Conduct and a related proposed companion policy.
ISDA Response to CFTC Project KISS
In this response to the Commodity Futures Trading Commission’s (CFTC) Project KISS, ISDA identifies a series... Read more ISDA Response to CFTC Project KISS
Documents (1) for ISDA Response to CFTC Project KISS
ISDA’s Response to Canadian Regulators Proposed Business Conduct Rules 93-101
ISDA’s response to the Canadian Securities Administrators (CSA) proposed National Instrument 93-101 Derivatives: Business Conduct... Read more ISDA's Response to Canadian Regulators Proposed Business Conduct Rules 93-101
Documents (1) for ISDA’s Response to Canadian Regulators Proposed Business Conduct Rules 93-101
ISDA CCO Comment Letter (Final)
ISDA Letter Re: Chief Compliance Officer Duties and Annual Report Requirements for Futures Commission Merchants,... Read more ISDA CCO Comment Letter (Final)
Documents (1) for ISDA CCO Comment Letter (Final)
OTE-RIC-Updated Proposal
ISDA Letter Re: Proposal Amending CFTC Regulation § 37.6
Documents (1) for OTE-RIC-Updated Proposal
ISDA Comment Letter – CFTC Proposed SD and MSP Capital Requirements (2017)
ISDA Letter Re: Capital Requirements for Swap Dealers and Major Swap Participants