Tax & Accounting September 27, 2024 Risk & Capital ISDA Publishes Results of Survey on AT1 Treatment in DRM...
Applicant Business Profile Email (required) Firm Name For each of the financial activities below, please check all the boxes that apply to indicate where you undertake the relevant activity in the relevant asset class as a material part of your business. Note that many of these apply specifically to derivatives on an underlying, for those questions please consider only your OTC derivatives activity, not any other activity (e.g., spot or cash trading in the underlier or exchange-traded products (futures/options), unless otherwise noted). Activity Type Entering into OTC derivatives: Dealer (making markets as principal) in derivatives on: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Prime brokerage provider in derivatives on: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Investment manager hedge fund using derivatives on: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Investment manager mutual fund using derivatives on: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Investment manager pension fund using derivatives on: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Proprietary investment company using derivatives on: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Bank/investment firm using derivatives to hedge business risk in: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Corporate using derivatives to hedge business risk in: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Insurer using derivatives on: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Supplier (energy/gas companies) using derivatives on: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Government/IFI/sovereign wealth fund using derivatives on: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Services relating to OTC derivatives: Broker (making markets as agent) in derivatives on: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Exchange/trading platform operator with respect to derivatives on: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Client clearing services provider on: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Central counterparty (derivatives) for the following asset classes: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Index/benchmark provider for derivatives on: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Consulting/technology provider with respect to derivatives on: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Advisory services (legal/accounting/tax) to derivatives market participants in: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Other related non-OTC derivatives activity: Market-maker/liquidity provider in exchange-traded futures/options in: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Investing/hedging in exchange-traded futures/options in: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Lender of: EquitiesInterest RatesCreditFXCommoditiesCrypto AssetsFiat cash Deposit taker in: EquitiesInterest RatesCreditFXCommoditiesCrypto AssetsFiat cash Central counterparty (cash instruments) for the following asset classes: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets Custodian/wallet provider in: EquitiesInterest RatesCreditFXCommoditiesCrypto AssetsFiat cash Prime brokerage provider in: EquitiesInterest RatesCreditFXCommoditiesCrypto AssetsFiat cash ETF provider for assets referencing: EquitiesInterest RatesCreditFXCommoditiesCrypto AssetsFiat cash Stablecoin or money market fund issuer investing in: EquitiesInterest RatesCreditFXCommoditiesCrypto AssetsFiat cash Consulting/technology provider with respect to: EquitiesInterest RatesCreditFXCommoditiesCrypto Assets ISDA Documentation or Equivalent Does your firm use ISDA documentation or equivalent? YesNo If yes, please name: Data Privacy By checking this box and submitting this form, I certify that: I understand that ISDA will process only the personal data provided to it in this declaration, that personal data constitutes a special category of personal data pursuant to Article 8 of the General Data Protection Regulation, and I explicitly consent to the processing of such special personal data. Δ