Tag: CFTC

Documents (1) for ISDA Comment Letter to CFTC on Cross-Border Application of the Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants

Documents (1) for ISDA Comment Letter to US Commodity Futures and Trading Commission (CFTC) Proposed Rules regarding Exemption from Derivatives Clearing Organization Registration

Documents (1) for ISDA Comment Letter to US Commodity Futures and Trading Commission (CFTC) Proposed Rules regarding Alternative Compliance for Non-U.S. Derivatives Clearing Organizations

A Practical Guide to Executing Trades on US-Japanese Recognized Venues

In July 2019, the Commodity Futures Trading Commission (CFTC) and the Japanese Financial Services Agency... Read more A Practical Guide to Executing Trades on US-Japanese Recognized Venues

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Documents (1) for A Practical Guide to Executing Trades on US-Japanese Recognized Venues

A Practical Guide to Executing Trades on US-Singapore Recognized Venues

In March 2019, the Commodity Futures Trading Commission (CFTC) and the Monetary Authority of Singapore... Read more A Practical Guide to Executing Trades on US-Singapore Recognized Venues

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Documents (1) for A Practical Guide to Executing Trades on US-Singapore Recognized Venues

Documents (1) for ISDA Comment Letter to CFTC Proposed Swap Execution Facilities and Trade Execution Requirement

Hard Brexit: An Impact Assessment for US Entities Registered with the CFTC

This paper highlights the issues that must be addressed in the case of a ‘hard’ Brexit.... Read more Hard Brexit: An Impact Assessment for US Entities Registered with the CFTC

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Documents (1) for Hard Brexit: An Impact Assessment for US Entities Registered with the CFTC

Documents (1) for ISDA and US Chamber Center for Capital Markets Competitiveness Publish CFTC-SEC Safe Harbor Recommendation