Data & Reporting October 17, 2024 Infrastructure Central Database of Reporting Entity Contact Details for EU and...
Trading | March 13, 2014 ADVISORY NOTE: CFTC IM Segregation Right Notice Advisory Note regarding important upcoming dates and obligations under CFTC Regulation 23.701, which implements requirements... Read more ADVISORY NOTE: CFTC IM Segregation Right Notice Tags: Global Documents (1) for ADVISORY NOTE: CFTC IM Segregation Right Notice 29959244-11-ia-seg-advisory-with-response-sheet-2(pdf) will open in a new tab or window
North America | February 4, 2014 Reference Materials – ISDA Protocol and EU/US Comparison OVERVIEW OF U.S. AND EU OTC DERIVATIVES REGULATORY REFORMS These charts provide a comparison of... Read more Reference Materials - ISDA Protocol and EU/US Comparison Tags: Europe, Global Documents (2) for Reference Materials – ISDA Protocol and EU/US Comparison overview-of-useu-reforms-final(pdf) will open in a new tab or window protocol-relevance-final(pdf) will open in a new tab or window
North America | October 11, 2013 Dodd-Frank March 2013 Protocol (DFP2) to EMIR Top Up Agreement **ISDA has updated the DFP2 to EMIR Top Up Agreement as of 11th October 2013... Read more Dodd-Frank March 2013 Protocol (DFP2) to EMIR Top Up Agreement Tags: Europe, Global Documents (3) for Dodd-Frank March 2013 Protocol (DFP2) to EMIR Top Up Agreement emir-portfolio-reconciliation-dispute-resolution-and-disclosure-explanatory-note(pdf) will open in a new tab or window dv-isda-top-up-sept-vs-oct(doc) will open in a new tab or window isda-df2-emir-top-up-bilateral-agreement-final-oct-correction(doc) will open in a new tab or window
North America | August 20, 2013 Methodology for Regulatory Comparisons (Substituted Compliance) This paper sets forth ISDA’s views regarding a conceptual framework and substantive processes for inter-jurisdictional... Read more Methodology for Regulatory Comparisons (Substituted Compliance) Tags: Europe, Global Documents (1) for Methodology for Regulatory Comparisons (Substituted Compliance) methodology-for-regulatory-comparisons-20130820(pdf) will open in a new tab or window
North America | August 20, 2013 Common Principles – Examples (Substituted Compliance) In our “Methodology for Regulatory Comparisons” document, ISDA proposed concepts to guide the comparisons of... Read more Common Principles - Examples (Substituted Compliance) Tags: Europe, Global Documents (1) for Common Principles – Examples (Substituted Compliance) common-principles-examples-20130820(pdf) will open in a new tab or window
Capital | April 12, 2013 Letter on Margin Requirements for Non-Centrally-Cleared Derivatives Letter from ISDA, IIF, AFME and SIFMA to the chairs of the BCBS, FSB, CGFS,... Read more Letter on Margin Requirements for Non-Centrally-Cleared Derivatives Tags: Europe, Global, North America Documents (1) for Letter on Margin Requirements for Non-Centrally-Cleared Derivatives margin-requirements-for-non-cleared-derivatives(pdf) will open in a new tab or window
North America | February 6, 2013 Comment Letter on CFTC’s Further Proposed Cross-Border Guidance Comment Letter to the CFTC regarding Further Proposed Guidance Regarding Compliance with Certain Swap Regulations Tags: Global Documents (1) for Comment Letter on CFTC’s Further Proposed Cross-Border Guidance cross-border-comments-final-020613(pdf) will open in a new tab or window
North America | January 23, 2013 Comment Letter on Margin Requirements Comment Letter to the SEC regarding Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers... Read more Comment Letter on Margin Requirements Tags: Global Documents (1) for Comment Letter on Margin Requirements isda-margin-response-to-the-sec(pdf) will open in a new tab or window
North America | January 17, 2013 Real-Time Reporting FAQ The start of real-time reporting of interest rate and credit default swaps has raised some... Read more Real-Time Reporting FAQ Tags: Global Documents (1) for Real-Time Reporting FAQ real-time-reporting-faq-v4-clean(pdf) will open in a new tab or window
North America | December 27, 2012 By When? – The CFTC’s Dodd-Frank Compliance Dates Mayer-Brown has prepared this matrix to catalog the “by when” dates presently found in many... Read more By When? – The CFTC’s Dodd-Frank Compliance Dates Tags: Global Documents (1) for By When? – The CFTC’s Dodd-Frank Compliance Dates df-effectiveness-timelines(pdf) will open in a new tab or window