ISDA Response to SEC US Treasury Clearing Proposal
ISDA provided comments to the Securities and Exchange Commission (SEC) on its proposal regarding Standards... Read more ISDA Response to SEC US Treasury Clearing Proposal
Tag: Securities and Exchange Commission (SEC)
ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies
On August 16, 2022, ISDA filed the attached comment letter with the U.S. Securities and... Read more ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies
Documents (1) for ISDA Responds to SEC Rule Proposal: ESG Disclosures by Certain Investment Advisers and Investment Companies
ISDA comments on SEC Proposal for Enhancement and Standardization of Climate-Related Disclosures for Investors
ISDA provided written comments to the U.S. Securities and Exchange Commission on its rule proposal... Read more ISDA comments on SEC Proposal for Enhancement and Standardization of Climate-Related Disclosures for Investors
Documents (1) for ISDA comments on SEC Proposal for Enhancement and Standardization of Climate-Related Disclosures for Investors
ISDA Response to the SEC’s Proposed Rules for Security Based Swaps Execution Facilities (SBSEFs)
ISDA has drafted a response to the SEC’s proposed rules for Security Based Swaps Execution... Read more ISDA Response to the SEC’s Proposed Rules for Security Based Swaps Execution Facilities (SBSEFs)
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ISDA/SIFMA/IIB SBS Comment Letters to SEC
On March 21, ISDA, the Institute of International Bankers (IIB) and the Securities Industry and... Read more ISDA/SIFMA/IIB SBS Comment Letters to SEC
Documents (3) for ISDA/SIFMA/IIB SBS Comment Letters to SEC
SEC SBS Transaction Reporting Party Requirements
The Security-Based Swap (SBS) Transaction Reporting Party Requirements Suggested Operational Practices (SOP) establishes the hierarchy... Read more SEC SBS Transaction Reporting Party Requirements
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ISDA Publishes SBS Protocol Agreement
ISDA has today launched the ISDA 2021 Security-based Swaps (SBS) Protocol Agreement, aimed at helping... Read more ISDA Publishes SBS Protocol Agreement
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ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules
ISDA has today launched the ISDA 2021 Security-based Swaps (SBS) Top-Up Protocol, intended to help... Read more ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules
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ISDA Requests Relief from SEC on Accounting
On May 1, ISDA wrote to the US Securities and Exchange Commission to request relief... Read more ISDA Requests Relief from SEC on Accounting
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A Solution for Consistency
Earlier this year, when testifying to a US Congressional committee, I proposed a holistic solution... Read more A Solution for Consistency