Securities and Exchange Commission (SEC) – Page 3 – International Swaps and Derivatives Association

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Tag: Securities and Exchange Commission (SEC)

Data & Reporting June 10, 2022

ISDA Response to the SEC’s Proposed Rules for Security Based Swaps Execution Facilities (SBSEFs)

ISDA has drafted a response to the SEC’s proposed rules for Security Based Swaps Execution... Read more

Documents (1) for ISDA Response to the SEC’s Proposed Rules for Security Based Swaps Execution Facilities (SBSEFs)

ISDA Response to SBSEF Proposal 061022(pdf) will open in a new tab or window

North America March 22, 2022

ISDA/SIFMA/IIB SBS Comment Letters to SEC

On March 21, ISDA, the Institute of International Bankers (IIB) and the Securities Industry and... Read more

Documents (3) for ISDA/SIFMA/IIB SBS Comment Letters to SEC

Data & Reporting February 14, 2022

SEC SBS Transaction Reporting Party Requirements

The Security-Based Swap (SBS) Transaction Reporting Party Requirements Suggested Operational Practices (SOP) establishes the hierarchy... Read more

Documents (2) for SEC SBS Transaction Reporting Party Requirements

Press Releases May 18, 2021

ISDA Publishes SBS Protocol Agreement

ISDA has today launched the ISDA 2021 Security-based Swaps (SBS) Protocol Agreement, aimed at helping... Read more

Documents (1) for ISDA Publishes SBS Protocol Agreement

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Press Releases March 15, 2021

ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules

ISDA has today launched the ISDA 2021 Security-based Swaps (SBS) Top-Up Protocol, intended to help... Read more

Documents (1) for ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules

ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules(pdf) will open in a new tab or window

Tax & Accounting May 6, 2020

ISDA Requests Relief from SEC on Accounting

On May 1, ISDA wrote to the US Securities and Exchange Commission to request relief... Read more

Documents (1) for ISDA Requests Relief from SEC on Accounting

Relief from Certain Requirements of ASC 815 Derivatives and Hedging(pdf) will open in a new tab or window

derivatiViews September 24, 2018

A Solution for Consistency

Earlier this year, when testifying to a US Congressional committee, I proposed a holistic solution... Read more

Documents (0) for A Solution for Consistency

Press Releases September 20, 2018

ISDA and US Chamber Center for Capital Markets Competitiveness Publish CFTC-SEC Safe Harbor Recommendation

ISDA and the US Chamber Center for Capital Markets Competitiveness (CCMC) have published a new... Read more

Documents (1) for ISDA and US Chamber Center for Capital Markets Competitiveness Publish CFTC-SEC Safe Harbor Recommendation

ISDA and CCMC Publish CFTC-SEC Safe Harbor Recommendation 20092018(pdf) will open in a new tab or window

North America September 20, 2018

A Regulatory Safe Harbor for Derivatives

A comprehensive and consistent regulatory framework for the US derivatives market is an important objective... Read more

Documents (1) for A Regulatory Safe Harbor for Derivatives

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Tax & Accounting January 4, 2017

CCP Rule Book Changes on Settled-to-Market Model/Impact on Hedge Acctg

On January 4, 2017, ISDA’s Accounting Committee issued a confirmation letter to the Staff of... Read more

Documents (4) for CCP Rule Book Changes on Settled-to-Market Model/Impact on Hedge Acctg

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