ISDA/SIFMA/IIB SBS Comment Letters to SEC
Reading Time: < 1 minuteOn March 21, ISDA, the Institute of International Bankers (IIB) and the Securities Industry and... Read more ISDA/SIFMA/IIB SBS Comment Letters to SEC
Tag: Securities and Exchange Commission (SEC)
SEC SBS Transaction Reporting Party Requirements
Reading Time: < 1 minuteThe Security-Based Swap (SBS) Transaction Reporting Party Requirements Suggested Operational Practices (SOP) establishes the hierarchy... Read more SEC SBS Transaction Reporting Party Requirements
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ISDA Publishes SBS Protocol Agreement
Reading Time: 2 minutesISDA has today launched the ISDA 2021 Security-based Swaps (SBS) Protocol Agreement, aimed at helping... Read more ISDA Publishes SBS Protocol Agreement
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ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules
Reading Time: 2 minutesISDA has today launched the ISDA 2021 Security-based Swaps (SBS) Top-Up Protocol, intended to help... Read more ISDA Publishes SBS Top-Up Protocol for SEC Dodd-Frank Rules
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ISDA Requests Relief from SEC on Accounting
Reading Time: < 1 minuteOn May 1, ISDA wrote to the US Securities and Exchange Commission to request relief... Read more ISDA Requests Relief from SEC on Accounting
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A Solution for Consistency
Reading Time: 2 minutesEarlier this year, when testifying to a US Congressional committee, I proposed a holistic solution... Read more A Solution for Consistency
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ISDA and US Chamber Center for Capital Markets Competitiveness Publish CFTC-SEC Safe Harbor Recommendation
Reading Time: 2 minutesISDA and the US Chamber Center for Capital Markets Competitiveness (CCMC) have published a new... Read more ISDA and US Chamber Center for Capital Markets Competitiveness Publish CFTC-SEC Safe Harbor Recommendation
Documents (1) for ISDA and US Chamber Center for Capital Markets Competitiveness Publish CFTC-SEC Safe Harbor Recommendation
A Regulatory Safe Harbor for Derivatives
Reading Time: < 1 minuteA comprehensive and consistent regulatory framework for the US derivatives market is an important objective... Read more A Regulatory Safe Harbor for Derivatives
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CCP Rule Book Changes on Settled-to-Market Model/Impact on Hedge Acctg
Reading Time: < 1 minuteOn January 4, 2017, ISDA’s Accounting Committee issued a confirmation letter to the Staff of... Read more CCP Rule Book Changes on Settled-to-Market Model/Impact on Hedge Acctg