Security-based Swap – International Swaps and Derivatives Association

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Tag: Security-based Swap

North America | September 18, 2023

ISDA Comment Letter to US Commodity Futures Trading Commission (CFTC) Advanced Notice of Proposed Rulemaking regarding Risk Management Program Regulations

ISDA filed the attached comment letter in response to the CFTC’s ANPRM to amend exisiting... Read more

Documents (1) for ISDA Comment Letter to US Commodity Futures Trading Commission (CFTC) Advanced Notice of Proposed Rulemaking regarding Risk Management Program Regulations

CFTC-ANPR-on-Risk-Management-Program-ISDA-SIFMA-Draft-091823-Final filed with CFTC(pdf) will open in a new tab or window

North America | June 5, 2023

ISDA Comment Letter to US Securities and Exchange Commission (SEC) on Proposed Rules for Cybersecurity Risk Management Rule for Security-Based Swap Dealers

ISDA filed the attached comment letter in response to the SEC’s proposed rules for cybersecurity... Read more

Documents (1) for ISDA Comment Letter to US Securities and Exchange Commission (SEC) on Proposed Rules for Cybersecurity Risk Management Rule for Security-Based Swap Dealers

ISDA Draft Response to SEC Cyber Proposal Rule 10-Final filed with SEC-060523(pdf) will open in a new tab or window

North America | March 22, 2022

ISDA/SIFMA/IIB SBS Comment Letters to SEC

On March 21, ISDA, the Institute of International Bankers (IIB) and the Securities Industry and... Read more

Documents (3) for ISDA/SIFMA/IIB SBS Comment Letters to SEC

Memoranda | May 3, 2021

Current Security-based Swap Clearing

Updated: October 27, 2023 The following website specifies those clearinghouses (CCPs) that ISDA has been... Read more

Documents (0) for Current Security-based Swap Clearing

North America | November 22, 2019

ISDA Comment Letter to US Commodity Futures and Trading Commission (CFTC) Proposed Rules regarding Exemption from Derivatives Clearing Organization Registration

ISDA filed the attached comment letter in response to the CFTC’s proposal to amend certain... Read more

Documents (1) for ISDA Comment Letter to US Commodity Futures and Trading Commission (CFTC) Proposed Rules regarding Exemption from Derivatives Clearing Organization Registration

Alternative Compliance Framework-comment letter FINAL-filed with CFTC 111819(docx) will open in a new tab or window

North America | November 18, 2019

ISDA Comment Letter to US Commodity Futures and Trading Commission (CFTC) Proposed Rules regarding Alternative Compliance for Non-U.S. Derivatives Clearing Organizations

ISDA filed the attached commet letter in response to the CFTC’s proposal to provide an... Read more

Documents (1) for ISDA Comment Letter to US Commodity Futures and Trading Commission (CFTC) Proposed Rules regarding Alternative Compliance for Non-U.S. Derivatives Clearing Organizations

Exempt DCO Proposal-draft comment letter-111819-Final plan to file with CFTC(docx) will open in a new tab or window